Assessor Resource

RIIMCU506D
Implement the strata management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to implement strata management plan in Coal mining.

This unit is appropriate for those working in supervisory roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for the implementation of the strata management plan

1.1 Access, interpret and apply strata management plan implementation documentation and ensure the work activity is compliant

1.2 Identify and communicate the roles and responsibilities, as specified in the strata management plan

1.3 Identify, forecast, schedule and record resources required for the implementation of the strata management plan

1.4 Identify training needs

1.5 Identify and interpret the risks associated with unstable mining structures

2. Implement the strata management plan

2.1 Implement the system of mining in accordance with the strata management plan

2.2 Communicate primary, secondary and other support requirements in accordance with the strata management plan

2.3 Implement and communicate mining sequences in accordance with the strata management plan

2.4 Obtain resources and allocate in accordance with the strata management plan

2.5 Implement the strata management plan training requirements

2.6 Implement the maintenance program in accordance with the strata management plan

2.7 Implement the strata monitoring and testing system in accordance with the strata management plan

2.8 Monitor procedures in accordance with the strata management plan

2.9 Implement reporting and recording systems in accordance with the strata management plan and legislative requirements

2.10 Implement the emergency response and evacuation plan

3. Audit and review the effectiveness of the strata management plan

3.1 Audit stable structure controls for compliance with legislative and strata management plan specifications

3.2 Audit the strata monitoring and testing systems in accordance with legislative and the strata management plan

3.3 Audit recording and reporting systems in accordance with legislative and site requirements

3.4 Audit system maintenance program and procedures in accordance with legislative and site requirements

3.5 Audit the strata management training plan for currency, relevance and compliance with the strata management plan

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the procedures and techniques for the safe, effective and efficient implementation of the strata management plan including:

accessing, interpreting and applying technical information relating to strata management including:

interpreting and applying design criteria

identifying and evaluating geological and geotechnical information

accessing and analysing historical strata management information related to mine and failure mode of mine structures

works with others to undertake and complete the implementation of the strata management plan that meets all of the required outcomes including:

communicating clearly and concisely with others to receive and clarify work instructions, and convey work progress

preparing operating procedures relating to strata management

identifying the relevant information and scope of the work necessary to meet the required outcomes

demonstrates completion of implementing strata management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying viable options and selecting the inrush management plan elements that best meet the required outcomes

conducting audits and preparing reports

The candidate must demonstrate knowledge of implementing strata management plan through:

systems of mining including:

tunnels, drifts, stone drivage, shaft sinking, pillar extraction, partial extraction, punch mining, longwall mining (including installation and recovery), the use of breaker line support and fault drivage

strata support and monitoring systems

factors affecting stability of mining structures including:

geology and strata gas characteristics

lithology

sedimentology: including subsidence, water bearing strata, permeability of seam and strata, hydrology, rock property testing, caving characteristics, windblast, outburst, gas content and over and underlying strata

mining structure failure modes

stress including: mining induced stress, vertical and horizontal stress, tectonics, and topographical features

systems of work including:

bord and pillar, place changing, longwall, highwall, auger mining, pillar extraction, partial extraction, the use of breaker line support and punch mining

mining engineering principles including:

exploration techniques

audit methodologies

limitations and controls

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for the implementation of the strata management plan

1.1 Access, interpret and apply strata management plan implementation documentation and ensure the work activity is compliant

1.2 Identify and communicate the roles and responsibilities, as specified in the strata management plan

1.3 Identify, forecast, schedule and record resources required for the implementation of the strata management plan

1.4 Identify training needs

1.5 Identify and interpret the risks associated with unstable mining structures

2. Implement the strata management plan

2.1 Implement the system of mining in accordance with the strata management plan

2.2 Communicate primary, secondary and other support requirements in accordance with the strata management plan

2.3 Implement and communicate mining sequences in accordance with the strata management plan

2.4 Obtain resources and allocate in accordance with the strata management plan

2.5 Implement the strata management plan training requirements

2.6 Implement the maintenance program in accordance with the strata management plan

2.7 Implement the strata monitoring and testing system in accordance with the strata management plan

2.8 Monitor procedures in accordance with the strata management plan

2.9 Implement reporting and recording systems in accordance with the strata management plan and legislative requirements

2.10 Implement the emergency response and evacuation plan

3. Audit and review the effectiveness of the strata management plan

3.1 Audit stable structure controls for compliance with legislative and strata management plan specifications

3.2 Audit the strata monitoring and testing systems in accordance with legislative and the strata management plan

3.3 Audit recording and reporting systems in accordance with legislative and site requirements

3.4 Audit system maintenance program and procedures in accordance with legislative and site requirements

3.5 Audit the strata management training plan for currency, relevance and compliance with the strata management plan

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the procedures and techniques for the safe, effective and efficient implementation of the strata management plan including:

accessing, interpreting and applying technical information relating to strata management including:

interpreting and applying design criteria

identifying and evaluating geological and geotechnical information

accessing and analysing historical strata management information related to mine and failure mode of mine structures

works with others to undertake and complete the implementation of the strata management plan that meets all of the required outcomes including:

communicating clearly and concisely with others to receive and clarify work instructions, and convey work progress

preparing operating procedures relating to strata management

identifying the relevant information and scope of the work necessary to meet the required outcomes

demonstrates completion of implementing strata management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying viable options and selecting the inrush management plan elements that best meet the required outcomes

conducting audits and preparing reports

The candidate must demonstrate knowledge of implementing strata management plan through:

systems of mining including:

tunnels, drifts, stone drivage, shaft sinking, pillar extraction, partial extraction, punch mining, longwall mining (including installation and recovery), the use of breaker line support and fault drivage

strata support and monitoring systems

factors affecting stability of mining structures including:

geology and strata gas characteristics

lithology

sedimentology: including subsidence, water bearing strata, permeability of seam and strata, hydrology, rock property testing, caving characteristics, windblast, outburst, gas content and over and underlying strata

mining structure failure modes

stress including: mining induced stress, vertical and horizontal stress, tectonics, and topographical features

systems of work including:

bord and pillar, place changing, longwall, highwall, auger mining, pillar extraction, partial extraction, the use of breaker line support and punch mining

mining engineering principles including:

exploration techniques

audit methodologies

limitations and controls

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply strata management plan implementation documentation and ensure the work activity is compliant 
Identify and communicate the roles and responsibilities, as specified in the strata management plan 
Identify, forecast, schedule and record resources required for the implementation of the strata management plan 
Identify training needs 
Identify and interpret the risks associated with unstable mining structures 
Implement the system of mining in accordance with the strata management plan 
Communicate primary, secondary and other support requirements in accordance with the strata management plan 
Implement and communicate mining sequences in accordance with the strata management plan 
Obtain resources and allocate in accordance with the strata management plan 
Implement the strata management plan training requirements 
Implement the maintenance program in accordance with the strata management plan 
Implement the strata monitoring and testing system in accordance with the strata management plan 
Monitor procedures in accordance with the strata management plan 
Implement reporting and recording systems in accordance with the strata management plan and legislative requirements 
Implement the emergency response and evacuation plan 
Audit stable structure controls for compliance with legislative and strata management plan specifications 
Audit the strata monitoring and testing systems in accordance with legislative and the strata management plan 
Audit recording and reporting systems in accordance with legislative and site requirements 
Audit system maintenance program and procedures in accordance with legislative and site requirements 
Audit the strata management training plan for currency, relevance and compliance with the strata management plan 
Access, interpret and apply strata management plan implementation documentation and ensure the work activity is compliant 
Identify and communicate the roles and responsibilities, as specified in the strata management plan 
Identify, forecast, schedule and record resources required for the implementation of the strata management plan 
Identify training needs 
Identify and interpret the risks associated with unstable mining structures 
Implement the system of mining in accordance with the strata management plan 
Communicate primary, secondary and other support requirements in accordance with the strata management plan 
Implement and communicate mining sequences in accordance with the strata management plan 
Obtain resources and allocate in accordance with the strata management plan 
Implement the strata management plan training requirements 
Implement the maintenance program in accordance with the strata management plan 
Implement the strata monitoring and testing system in accordance with the strata management plan 
Monitor procedures in accordance with the strata management plan 
Implement reporting and recording systems in accordance with the strata management plan and legislative requirements 
Implement the emergency response and evacuation plan 
Audit stable structure controls for compliance with legislative and strata management plan specifications 
Audit the strata monitoring and testing systems in accordance with legislative and the strata management plan 
Audit recording and reporting systems in accordance with legislative and site requirements 
Audit system maintenance program and procedures in accordance with legislative and site requirements 
Audit the strata management training plan for currency, relevance and compliance with the strata management plan 

Forms

Assessment Cover Sheet

RIIMCU506D - Implement the strata management plan
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMCU506D - Implement the strata management plan

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: